-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AlBQJoRqm2mu17ufcaDiR2TjN2H57IkFJGlUJf8i91Krg8zKqehvEa51pyHm4RnN NpBBJnpkbWqObZ3GYGrzVA== 0000912057-00-004583.txt : 20000210 0000912057-00-004583.hdr.sgml : 20000210 ACCESSION NUMBER: 0000912057-00-004583 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VARI LITE INTERNATIONAL INC CENTRAL INDEX KEY: 0001033491 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 752239444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52191 FILM NUMBER: 527857 BUSINESS ADDRESS: STREET 1: 201 REGAL ROW CITY: DALLAS STATE: TX ZIP: 75247 BUSINESS PHONE: 2146301963 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CLARK JAMES H JR CENTRAL INDEX KEY: 0001054600 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 8117 PRESTON ROAD, SUITE 220 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2146929722 SC 13G/A 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ----------- Vari-Lite International, Inc. ------------------------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------------------------------- (Title of Class of Securities) 922152 10 3 --------------------------------------------- (CUSIP Number) April 23, 1999 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ---------------------------- --------------------------- CUSIP NO.922152 10 3 PAGE 2 OF 5 PAGES - ---------------------------- --------------------------- - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) James H. Clark, Jr. - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 632,272 SHARES ---------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 3,764 EACH ---------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 632,272 WITH ---------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,764 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 636,036 ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.2% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------ - ---------------------------- --------------------------- CUSIP NO. 922152 10 3 PAGE 3 OF 5 PAGES - ---------------------------- --------------------------- Pursuant to Rule 13d-2(b) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended, the undersigned hereby amends his Schedule 13G Statement, dated February 12, 1998 (the "Schedule 13G"), relating to the Common Stock, par value $0.10 per share, of Vari-Lite International, Inc. The Schedule 13G is amended to reflect an increase in the percentage of the class beneficially owned. The Schedule 13G is hereby amended and restated to read in its entirely as follows: Item 1. Item 1(a) Name of Issuer: Vari-Lite International, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 201 Regal Row, Dallas, Texas 75247 Item 2. Item 2(a) Name of Person Filing: James H. Clark, Jr. Item 2(b) Address or principal business office or, if none, residence: 3738 Oak Lawn, Suite 102, Dallas, Texas 75219 Item 2(c) Citizenship: United States Item 2(d) Title of class of securities: Common Stock Item 2(e) CUSIP No.: 922152 10 3 Item 3. If this statement is filed pursuant to Rule 13d-1(b) or Rule 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); - ---------------------------- --------------------------- CUSIP NO. 922152 10 3 PAGE 4 OF 5 PAGES - ---------------------------- --------------------------- (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [ ] Item 4. Ownership. Item 4(a) Amount beneficially owned: 636,036. Includes 603,657 shares of Common Stock owned by Clark Partnership, Ltd., a limited partnership of which Mr. Clark is managing general partner, 3,764 owned by Mr. Clark's wife and 4,800 shares issuable upon exercise of stock options exercisable within 60 days. Mr. Clark disclaims beneficial ownership of the shares held by his wife. Item 4(b) Percent of class: 8.2% Item 4(c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 632,272 (ii) Shared power to vote or to direct the vote: 3,764 (iii) Sole power to dispose or to direct the disposition of: 632,272 (iv) Shared power to dispose or to direct the disposition of: 3,764 Item 5. Ownership of Five Percent or Less of a Class. If this Statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of a Group. Not Applicable. - ---------------------------- --------------------------- CUSIP NO. 922152 10 3 PAGE 5 OF 5 PAGES - ---------------------------- --------------------------- Item 10. Certifications. Item 10(a) Not Applicable. Item 10(b) Not Applicable. Signature After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this Statement is true, complete and correct. February 7, 2000 /s/ James H. Clark, Jr. ------------------------------ James H. Clark, Jr. -----END PRIVACY-ENHANCED MESSAGE-----